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INFLUENCE OF DEPOSITION CONDITIONS ON THE INTRINSIC MECHANICAL STRESS IN ION PLATED DLC THIN FILMS
Jordan Kourtev, Iliya Garnev, Katya Christova* and Victor Orlinov
Institute of Electronics, Bulgarian Academy of Sciences,
1784 Sofia, 72 Tzarigradsko Chaussee blvd.
*Institute of Solid State Physics, Bulgarian Academy of Sciences,
1784 Sofia, 72 Tzarigradsko Chaussee blvd.
ABSTRACT
Results of a systematic investigation on the influence of deposition conditions on the intrinsic mechanical stress in diamond-like carbon (DLC) thin films deposited by ion plating in benzene vapours on silicon substrates are presented. The determination of mechanical stresses was performed by the Newton rings method. Dependences of the intrinsic stress on main deposition parameters - benzene vapour pressure, substrate bias, film thickness at different times of deposition and two different bias voltages as well as on the film thickness after several steps of ion etching of post deposited thin films were investigated.
On the basis of the results obtained some conclusions are drawn about the character and the origin of the intrinsic mechanical stress in such films.
Keywords: intrinsic mechanical stress, ion plating, DLC thin films, wear-resistant coatings
I. Introduction
Investigations of different researchers during the last 10-15 years revealed the outstanding mechanical characteristics of diamond-like carbon thin films, which therefore could be successfully applied as wear-resistant coatings [1]. The most promising results have been obtained using ion-assisted deposition [2-5], during which all important tribological thin film properties - microhardness, stress, adhesion and wear-resistance are largely influenced by the energy and density of the ion bombardment.
The intrinsic stresses in PVD wear-resistant thin films on cutting, press-forming or other protected tools are an important factor determining the reliability of the coated parts. The stresses can cause generation of cracks, voids and notches, bending and loss of adhesion between the film and the substrate, which can substantially reduce the tribological properties of the coatings and hence the tools life-time.
The mechanical stress is a force in the plane of film acting per unit aria of the film cross section. The mechanical stress may be compressive or tensile in character. The total mechanical stress s of a film consists of two terms
|
s = si + sT |
(1) |
where si is so-called intrinsic stress, which is apparently a fundamental result of the conditions and method of film growth and is to a large degree a reflection of the film structure and the presence of impurities, and sT is the thermal stress in the film, given by the expression
|
sT = [Ef / (1-nf)] (af - as ) (Td -TM) |
(2) |
where Ef and nf are respectively the Young modulus and Poisson ratio for the film, af and as are average thermal coefficients of the film and the substrate and Td and TM are the film deposition temperature and the temperature during the stress measurements, respectively. Therefore, the thermal stress of the film is a result of the difference in the temperatures of the film during deposition and measurement.
In the particular case of DLC coatings deposited by ion plating from benzene vapour the influence of the ion energy Ei on film microhardness is well pronounced exhibiting a maximum about Ei = 1 keV [4]. Therefore the choice of appropriate high negative substrate bias and ion current density in such systems during the deposition of the films for tribological application is always a compromise between their mechanical properties - hardness, adhesion and mechanical stress, especially for those deposited by ion plating.
The available data for the stresses in DLC coatings are rather and incomplete [2,3,6-11]. That is why in the present study we make an attempt to present the results of a systematic investigation of the mechanical stresses in such thin films.
II. Experimental details
The thin DLC films were deposited in an ion plating system described in detail in our previous study [5]. A cylindrical electron reflector, an anode grid, a hot cathode and a disc electron deflector formed an electrostatic ion gun for a preliminary argon ion cleaning of the substrates of polished (100) silicon mounted on an electrically-isolated water-cooled metal substrate holder, and for a subsequent deposition of thin films from ionised products. The technique for deposition is based on decomposition and ionisation of hydrocarbon working gas. We used benzene (C6H6) vapours at working pressure p = 2 ¸ 5.5 x 10-4 Torr to initiate a glow discharge in the electrostatic ion gun. High negative biases Ub from 0.5 kV up to 3 kV were applied to the substrate. At p = 4 x 10-4 Torr and Ub = 2 kV the ion current density measured at the substrate surface was 0.15 mA/cm2 and the growth rate was approximately 22 nm/min. Substrate temperature was maintained below 200C by the effective water cooling.
We have previously reported [5,12,13] our results on the operating parameters of this deposition set-up and their link with the microstructure, hardness, adhesion, abrasive resistance and optical properties of the carbon thin films. Amorphous films with extremely high hardness, smooth surface, excellent adhesion to different substrates, high abrasive resistance and specific optical properties were thus obtained.
Reactive ion etching of the deposited carbon films for investigating the connection between the mechanical stresses, the applied voltage to the substrate and the thickness of the films were carried out in an industrial parallel-plate system trade mark HZM-4, Germany. The samples were placed on the water-cooled stainless steel target powered with 2.45 MHz while the upper electrode with the substrates and the chamber walls were grounded. In order to avoid re-deposition, the target was covered with 2-mm thick quartz plate. The interelectrode spacing was 4.5 cm. Oxygen pressure was fixed at 50 mTorr and the rf power density was 0.5 W/cm2.
The determination of the mechanical stresses was performed by measuring the radius of wafer curvature using the Newton rings method [14,15]. Assuming that the temperature of the film during the process of deposition is approximately equal to the room temperature due to water-cooling of the substrate holder, only the intrinsic portion of the stress (Eq.1) was used for calculating of the mechanical stresses. The intrinsic stress si was calculated by the expression
|
si = [Es / 6(1- ns)] (ds2/ df ) (1/Rs - 1/Rf) |
(3) |
where Es and ns are respectively the Young modulus and Poisson ratio of the substrate, ds and df are respectively the substrate and the film thickness, and Rs and Rf are, respectively, the radii of curvature of the substrate without and with the film.
The thin film thickness df was measured by profilometric measurements of film steps obtained using appropriate film masks on each sample.
III. Results and discussion
The experimental dependence of the intrinsic stress si on the working gas pressure p is shown in Fig.1. All measured stresses are compressive (negative one) and approximately constant to pressures up to 4.1 x 10-4 Torr, which can be explain as follow. Due to the specific construction of our deposition system (electrostatic ion gun with hot filament), there is a direct connection between the mechanical dimensions of the system and the physical parameters of the discharge. Generally, at pressures lower than 4.1 x 10-4 Torr there are smaller number of electron impacts on ionized hydrocarbon particles, the latter have a higher kinetic energy and arrive on the surface with elevated impact energies. As a result the deposited neutralized hydrocarbon particles migrate easier and create more organised layers with minimum number of imperfections, which means that the intrinsic stress is not so high and is approximately constant. At some critical pressure, which in our case seems to be about 4.1 x 10-4 Torr, hydrocarbon ionized particles free path length gets equalized to the distance between the electrodes. There is a well-pronounced minimum in the values of si, which corresponds to the transition from diamond-like to graphite-like thin carbon films. At pressure higher than 4.1 x 10-4 Torr the ions are more thermalized, the layers become graphitized and as a result si decreases.
The same mechanism can be revealed to the dependence of si on the negative bias voltage to the substrate, shown in Fig.2. Increasing Ub, we increase the kinetic energy of the ions, and finally we have a lower amount of disorder in the film. This effect is combined with the process of graphitization at high Ub. As a result we obtained a strong decrease of si at higher bias voltages and a very good agreement with the same dependence obtained from Nakaue et al. [16].
Figure 3 gives the experimental dependence of the intrinsic stress si on the film thickness df after 3 steps of postdeposition ion etching. As the stress si is the average stress along the total thickness of the film, it is seen from Fig.3 that the highest values of stress are in the interface film/substrate due to the contact between two different structures. When we take away layers, we increase the total sum of the stress per unit film thickness, which leads to the higher values of the compressive stress.
Figure 4 and Figure 5 present the dependence of the stress on the film thickness at two different negative substrate biases Ub of 2 and 1.5 kV, respectively. In the case of Ub = 2 kV the samples with thickness df < 2 ¸ 2.5 mm possess high compressive stresses (from -1.5 to -6 GPa). Those with df > 2 ¸ 2.5 mm have a moderate tensile stress (approximately 2 GPa). The values of the intrinsic compressive (positive one) stress obtained in our investigations are comparable to the highest intrinsic stresses observed only for the case of titanium nitride (TiN) thin films deposited at higher negative substrate bias (> 100 V) [17]. The observed course of the dependence of stresses si vs. film thickness df passing through zero value of the stress can be explained in the following way. As si is the average stress value along the thickness of the film, it follows from the figure that the majority of the stresses are concentrated near the interface film/substrate, at which the greatest number of imperfections are to be expected in the growing of the film structure, owing to the difference between the two structures. Due to the long time of deposition, the process of cooling is not so effective and the temperature on the surface of the outer layer of the deposited film is increasing; as a result the thermal stress start influencing and can’t be neglected.
The same results of the passing of si from tensile stress through zero values with the increasing of the film thickness during the deposition were obtained at another lower bias voltage Ub = 1.5 kV too. This confirms the proposed explanation of the dependence. But the major conclusion from this dependency is the possibility to deposit such films with low, even zero values of the intrinsic stress, which is very important from a technological point of view.
IV. Conclusions
For the first time a full set of data for the influence of deposition conditions - working gas pressure, bias voltage, film thickness in two different cases (after step-like ion etching of postdeposited thin film and after different times of deposition) on the intrinsic mechanical stress in ion plated DLC thin films are presented. A physical interpretation of the dependences obtained is given. The major technological result from the present investigation is the possibility to deposit DLC films with very low, approximately zero intrinsic stress at definite conditions, resulting in a significantly enhanced film-to-substrate adhesion.
On the basis of these results and the previous investigations of ours on the tribological properties, structure and morphology of hydrogenated thin carbon films, an optimization of the deposition conditions can be obtained for different industrial applications of ion plated DLC films.
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